Introduction
Brain arteriovenous malformations (AVMs) are abnormalities of the intracranial vessels, with direct connections between the arterial and venous systems in the absence of an intervening capillary bed. AVMs can reach considerable size and undergo rupture and are the main non-traumatic cause of cerebral hemorrhage in young people.
1Etiology and pathogenesis of brain AVMs remain poorly understood, hindering the development of efficacious therapeutic strategies. Current theories propose that abnormalities in arterial versus venous identity of endothelial cells (ECs) are important for AVM formation. Indeed, AVM nidi co-express both arterial and venous markers, suggesting that AVMs consist of vessels that have undergone inadequate maturation and are not terminally differentiated.
2 Nonetheless, it is known that AVMs can form de novo during childhood and/or adulthood as result of aberrant angiogenesis, arteriogenesis, and vasculogenesis.
3–6The Sonic hedgehog (Shh) signaling pathway is crucial for arterial versus venous differentiation of ECs.
7 Studies in zebrafish have shown that embryos lacking Shh fail to express vascular endothelial growth factor (VEGF) within the somites and are unable to establish arterial identity in the dorsal aorta.
8 Conversely, microinjection of messenger RNA encoding Shh in zebrafish embryos leads to a switch from a venous to an arterial fate in the posterior cardinal vein.
8 It is now accepted that Shh regulates VEGF expression and acts upstream of Notch to induce arterial differentiation of ECs also in mammals and in postnatal life.
8,9 VEGF induction by Shh occurs through the activation of the canonical Shh signaling pathway, with the involvement of the glioma-associated oncogene homolog (GLI) family of transcription factors.
10 On the other hand, Shh has also the ability to activate COUP-TFII, through a GLI-independent non-canonical mechanism, since the COUP-TFII promoter contains a Shh response element that mediates Shh-induced activity.
11 Importantly, COUP-TFII is a down-regulator of Notch and is specifically expressed in venous, but not arterial, endothelium.
12Shh is also a major regulator of angiogenesis, arteriogenesis, and vasculogenesis and has the ability to upregulate various families of angiogenic growth factors, including three different isoforms of VEGF-A, VEGF-D, angiopoietins, insulin-like growth factor-1, fibroblast growth factor, and stromal-derived factor-1α.
13–16 Interestingly, Shh-induced angiogenesis has a distinctive morphology characterized by enlarged and apparently poorly organized tubular structures.
13In this study, we evaluated the expression of Shh, its main transcription factor Gli1, and its non-canonical target COUP-TFII, in human brain AVMs. We also tested the hypothesis that Shh has the ability to induce the formation of AVMs in vivo.
Materials and methods
The data that support the findings of this study are available from the corresponding author upon reasonable request.
Shh pathway expression in human brain AVMs
Analyses were performed on eight archival paraffin-embedded specimens of human brain AVMs surgically treated at the Institute of Neurosurgery, Università Cattolica del Sacro Cuore of Rome, Italy. Specimens of pediatric patients and patients with hereditary hemorrhagic telangiectasia were excluded from the study. Archival paraffin-embedded specimens of human brain derived from epilepsy surgery (n = 5) were used as controls. The clinical characteristics of patients and controls are available in the Supplementary Tables 1 and 2. Primary antibodies were: rabbit polyclonal anti-Shh, anti-Gli1, and anti-COUP-TFII (Origene, Rockville, MD, USA). Secondary antibody was CFR Antipolivalent HRP Polymer (Scytec Laboratories, Logan, UT, USA). Protein expression was visualized using the avidin–biotin–peroxidase complex method (Dako AutoStainer, Carpinteria, CA, USA). Specimens of human kidney cancer, brain, and tonsil were used as positive controls for Shh, Gli1, and COUP-TFII, respectively. The study was in compliance with the Declaration of Helsinki and was approved by the Ethics Committee of the Università Cattolica del Sacro Cuore, Rome, Italy. Due to the nature of the study, which only used archival specimens, informed consent from patients was not needed.
Shh-induced angiogenesis in murine cornea
Efnb2/LacZ heterozygous mice (8–12 weeks of age) (n = 18) (Jackson Laboratories, Bar Harbor, ME, USA) were used for these experiments. These mice carry a non-disruptive insertion of the LacZ reporter gene under the control of the Efnb2 promoter. LacZ expression corresponds to Efnb2 expression and, since Efnb2 is exclusively expressed in the arterial endothelium and is absent in the venous endothelium, allows distinguishing between arteries and veins.
17 Corneal micropockets were created as described.
13,18,19 Pellets containing Shh 0.5 μg, VEGF 0.5 µg, or PBS (empty pellets) were implanted in corneal micropockets. A total of 18 mice were used and, in each animal, both corneas were used, in order to have 12 corneas implanted with Shh pellets, 12 corneas implanted with VEGF pellets, and 12 corneas implanted with PBS pellets. Corneas were assigned randomly to each group of pellets. Six days later, mice were euthanized, eyes were enucleated, fixed, and used for whole mount immunofluorescent (six corneas per group) or histochemical analyses (six corneas per group). For immunofluorescent studies, corneal hemispheres were prepared under a dissecting microscope and incubated with anti-CD31 (BD Pharmingen, Franklin Lakes, NJ, USA) and anti-β-gal antibodies (Abcam, Cambridge, UK). FITC and/or Cy3-conjugated secondary antibodies (Thermo Fisher Scientific, Waltham, MA, USA) were used for fluorescent detection. For histochemical staining, corneas were embedded in paraffin, cut in cross-sections, and stained using the same anti-mouse CD31 antibody described above followed by a biotinylated goat anti-rabbit immunoglobulin secondary antibody (Abcam, Cambridge, UK). X-gal staining was performed as established.
20 Corneal angiogenesis was quantified as described previously.
13,18,19 Briefly, for each cornea, a minimum of five sections were observed under the microscope, in order to assess vessel length, circumferential extent of neovascularity, lumen diameter, arteries/veins ratio, mean length and diameter of arteries, and mean length and diameter of veins. All quantifications were performed in a blinded fashion. The experiments were conducted at the Division of Cardiovascular Research of St. Elizabeth’s Medical Center, Boston, MA, in accordance with the American Association for the Accreditation of Laboratory Animal Care (AAALAC) policies and were approved by the Ethics Committee of the St. Elizabeth’s Medical Center. Results are reported in compliance with the ARRIVE (Animal Research: Reporting in Vivo Experiments) guidelines.
Shh-induced angiogenesis in rat brain
To test whether the activation of the Hegdhog (Hh) pathway in the brain induces angiogenic growth reminiscent of AVM, we used the plasmid human Shh (phShh), which is a pCMV-Script vector containing the human Shh cDNA that we have used previously to induce functional activation of the Hh pathway in experimental models of myocardial ischemia and peripheral limb ischemia in mice, rats, and pigs.
21–24 The animals used for these experiments were Wistar rats (average weight 250 g). They received an intracerebral injection of 300 µg phShh, resuspended in 50 µl PBS. The amount of phShh to be injected was calculated on the basis of the relative mass of brain compared to heart and skeletal muscle in rats and the dose of phShh that we used in our previous experiments.
21–24 The injections were performed under general anesthesia, as follows: animal skulls were immobilized in a stereotactic head frame, a burr hole was made 2 mm right of the midline and 1 mm anterior to the coronal suture, and the solution containing the phShh was slowly injected using the tip of a 100-µl Hamilton microsyringe placed at a depth of 5 mm from the dura. The injection of phShh was performed unilaterally in the right brain hemisphere. Injection of empty plasmid (300 µg) was performed in the left hemispheres of the same rat brains, which served as internal controls. This procedure has been described previously and allows the operator to selectively inject the plasmid at the level of the corpus striatum.
25,26 A total of five rats were used. The calculation of the sample size was based on an estimated incidence of AVMs of 90% in rat brain hemispheres injected with phShh and of 10% in hemispheres injected with the empty plasmid. To achieve 80% power at the 5% significance level, we calculated a required sample size of at least five rats per group. In compliance with the 3 R principles – Replace, Reduce and Refine – for the ethical use of animals in medicine testing, both cerebral hemispheres of each animal were used (the right hemisphere for the injection of phShh and the left hemisphere for the injection of the empty plasmid).
After the intracerebral injections, animals were kept under pathogen-free conditions in positive-pressure cabinets (Tecniplast Gazzada, Varese, Italy) and observed daily for neurological signs. Body weight was monitored weekly. Two weeks after injection, rats were deeply anesthetized and transcardially perfused with 0.1 M PBS (pH 7.4), then treated with 4% paraformaldehyde in 0.1 M PBS. Brains were removed, stored, serially cryostat sectioned, and used for immunodetection of CD31, using a polyclonal mouse anti-CD31 antibody (BD Bioscience, Franklin Lakes, NJ, USA), and α-smooth muscle actin (αSMA), using a polyclonal goat anti-αSMA antibody (Abcam, Cambridge, UK). Secondary antibodies were: Alexa Fluor 647 donkey anti-mouse (1:500) (Abcam, Cambridge, UK) and Cy3 donkey anti-goat (1:200) (EMD Millipore, Billerica, MA, USA). For the detection of COUP-TFII expression in brain vasculature, sections were incubated with lectin from Lycopersicon esculentum (tomato) biotin conjugate (1:500) (Sigma-Aldrich, St. Louis, MO, USA) together with a rabbit polyclonal anti-COUP-TFII antibody (Origene, Rockville, MD, USA). The secondary antibody for the detection of COUP-TFII was an Alexa Fluor 647 donkey anti-rabbit (1:100) (Abcam, Cambridge, UK). Before mounting, slices were incubated with phosphate buffer containing 4′,6-diamidino-2-phenylindole (DAPI) (1:4000) (Sigma-Aldrich, St. Louis, MO, USA). For each rat hemisphere, a minimum of five brain sections were observed under a laser confocal microscope (SP5, Leica, Wetzlar. Germany). The number of αSMA-positive and αSMA-negative vessels, the mean lumen diameter of αSMA-positive and αSMA-negative vessels, and the number of CD31-positive vessels in the area surrounding the neovascular tangle were assessed using a dedicated Leica Application Suite X software. The analysis of histological sections was performed in a blinded fashion by two independent operators unaware of the specimen origin.
To determine which brain cells were transfected by our plasmid, we inserted the DsRedCherry reporter gene in the pCMV-Script plasmid, upon removal of the Shh gene sequence using the BamHI-NotI restriction enzyme (New England Biolab, Beverly, MA, USA). Then, the pCMV-DsRedCherry (300 µg) was injected in the left brain hemisphere of four Wistar rats, using the same stereotactic methodology described above. Two weeks later, rats were sacrificed and brains were harvested, stored, serially cryostat sectioned, and processed for mCherry detection using a laser confocal microscope (SP5, Leica, Wetzlar, Germany). To determine whether mCherry was expressed in astrocytes or neuronal cells, brain sections were incubated with a polyclonal rabbit anti-Glial Fibrillary Acidic Protein (GFAP) (1:1000; Dako-Agilent, Santa Clara, CA, USA) or a polyclonal rabbit Synaptophysin antibody (1:250; Invitrogen Corporation, Carlsbad, CA, USA), using the same protocols described above. Slices were then incubated with Alexa Fluor 488-conjugated donkey anti rabbit secondary antibodies (1:400; Thermo Fisher Scientific, Waltham, MA).
The experiments were performed at the Università Cattolica del Sacro Cuore, Rome, Italy, according to the Directive 2010/63/EU of the European Parliament and of the Council of 22 September 2010 on the protection of animals used for scientific purposes and were approved by the Ethics Committee of the Fondazione Policlinico Universitario A. Gemelli IRCCS. Results are reported in compliance with the ARRIVE (Animal Research: Reporting in Vivo Experiments) guidelines.
Discussion
Our study presents several new findings. First, it shows for the first time that the Shh pathway is active in human brain AVMs. Second, it provides evidence that Shh has the ability to stimulate the growth of an ensemble of arteries and veins in vivo, with many direct arteriovenous connections. Third, it demonstrates that intracerebral injection of Shh results in the generation of tangles of vessels that have many characteristics that are strongly reminiscent of those displayed by brain AVMs. Taken together, these data identify Shh as a novel potential player in the pathogenesis of AVMs.
Regarding our analysis of the human brain AVM samples, it is important to point out that all the specimens that we analyzed exhibited vessels that were strongly immunopositive for the Shh ligand, as well the proteins Gli1, which is the main transcription factor of the canonical Shh pathway, and COUP-TFII, which is a target of the non-canonical Shh pathway, although there were many phenotypical differences among the patients from whom the AVMs were obtained, in terms of age, gender, AVM location, size of the nidus, Martin-Spetzler grading, history of bleeding, and presence of seizures (as shown in Supplementary Table 1). In contrast, the control brain specimens were all consistently negative for Shh, Gli1, and COUP-TFII expression, despite the fact that also these specimens were from phenotypically different patients who had undergone epilepsy surgery (as shown in Supplementary Table 2). The activation of the Gli1-dependent canonical pathway is known to be responsible for the upregulation of VEGF by Shh, which eventually leads to the activation of Notch and the determination of an arterial phenotype in ECs. On the other hand, the activation of COUP-TFII by Shh is known to lead to the downregulation of Notch, with the consequent determination of a venous phenotype in ECs. This is consistent with the recent demonstration that ECs of human brain AVMs co-express both arterial and venous markers, as they consist of not terminally differentiated vessels.
2 While the presence of COUP-TFII in human brain AVMs has been shown previously,
2,27 ours is the first demonstration that Shh and Gli1 are aberrantly expressed in the endothelial layer of human brain AVMs. Indeed, there is only one report that has analyzed the expression levels of various components of the Hh pathways in brain AVMs, finding heterogeneous expression of various Hh ligands and the Hh receptor Patched-1 across the AVMs that were analyzed, without conclusive results.
27 However, in such report, the Hh pathway was only collaterally investigated, as the study was focused on COUP-TFII and other molecules involved in venous and lymphatic signaling. In addition, the analysis of the Hh pathway was performed only by quantitative real-time polymerase chain reaction on total mRNA extracted from whole AVM specimens, without any histological examination. Since, as indicated by our results, Shh and Gli1 are specifically expressed in ECs, and ECs constitute only 1–2% of the total cells in cerebral AVMs,
28 the analysis of total mRNA obtained from whole AVM specimens is likely to underestimate the expression levels of genes involved in Hh signaling in ECs. Analysis of gene expression at the single EC level, or upon isolation of ECs from human brain AVMs, would be necessary to overcome this issue.
Regarding the results of our corneal model experiments, they are consistent with our previous demonstration that Shh-induced neovasculature is different from that induced by VEGF and consists of enlarged and twisted vessels without an organized network.
13 Compared to our previous publication, the novelty of the present study is the analysis of the arterial versus venous phenotype of Shh-induced corneal neovessels. Indeed, in this study, we provide evidence that Shh has the ability to stimulate the growth of an ensemble of arteries and veins in vivo, with many direct arteriovenous connections. This finding is particularly relevant because it has been replicated by us at the level of the brain. The tangles of vessels grown in response to phShh intracerebral injection have many characteristics that are strongly reminiscent of those displayed by brain AVMs: (i) vessels are tortuous and have a macroscopically visible lumen, with a bigger caliber size compared to normal cerebral microvessels; (ii) they are partly positive and partly negative for αSMA, which demonstrates that they are phenotypically heterogeneous; (iii) they exhibit numerous direct connections between αSMA-positive and αSMA-negative vessels, which suggests the existence of arteriovenous shunts; (iv) they contain COUP-TFII-positive cells. We are aware that αSMA-positivity cannot be considered a definite marker of arterial identity; however, it is a matter of fact that some of the vessels contained in Shh-induced tangles are positive for this marker, while others are negative. This indicates that these vessels do not have a homogeneous structure, but instead have important phenotypical differences, as it occurs in AVMs. In addition, there is reduced vascularization in the brain area that surrounds phShh-induced angiogenesis, reminiscent of the steal phenomenon that occurs in human brains in the presence of AVMs. This provides further support to the hypothesis that Shh-induced vascular tangles contain arteriovenous shunts. Finally, the presence of COUP-TFII-positive cells in the context of phShh-induced neovessels, and its absence in control rat brains, is consistent with the findings of previous studies that have demonstrated that COUP-TFII is aberrantly expressed in the nidus of brain AVMs in humans, while its expression is very low in the blood vessels as well as the brain parenchyma of normal tissues.
2,25The precise molecular mechanisms responsible for the formation of AVM-like structures in response to Shh injection remain to be elucidated. As outlined above, a role might be certainly played by the dual ability of Shh to regulate the expression of VEGF/Notch and COUP-TFII, thus leading to the activation of both arterial and venous determination pathways. Nonetheless, the interplay between Hh, VEGF, Notch, and COUP-TFII during arteriovenous specification is extremely complex, and even the established view of the cascade of Hh, VEGF, and Notch acting instructively on ECs to control the choice between arterial or venous fate has been challenged, as demonstrated by the fact that Hh may bypass VEGF and use alternative pathways to induce arterial differentiation in ECs.
29 What we know is that the Shh pathway is a highly preserved signal that acts upstream of many crucial angiogenic mediators, including those determining the arterial and venous identity of ECs. Also, it is important to point out that previous attempts to generate AVMs injecting angiogenic growth factors in the brain of wild-type animals have been unsuccessful. In particular, VEGF has shown the ability to generate clusters of twisted, dilated, and dysplastic microvessels with arteriovenous shunts, but only when injected in mouse models genetically predisposed to AVMs, such as the endoglin and ALK1-deficient mice.
25,30–35 Different from VEGF, injection of Shh in wild-type animals has resulted in the growth of AVM-like vascular anomalies.
Finally, it remains to be determined whether and how activation of the Shh pathway may occur in the adult brain. In this context, we have already demonstrated that, in the heart and the skeletal muscle, ischemia induces strong overexpression of Shh.
14,21 Additional experiments have shown that hypoxia per se – independently on ischemia – is able to induce a rapid and systemic Hh response in various organs of adult mice, with the Hh response being preceded by the accumulation of the master transcriptional regulator of hypoxia HIF1α (hypoxia-inducible factor 1α).
36,37 There is also evidence that the Shh signaling pathway may be recapitulated in adult tissues in response to chemical and mechanical injury.
18,24,38–40 Based on this, it might be speculated that the aberrant expression of Shh that we have observed in human brain AVMs might be the result of local and subclinical hypoxic, ischemic, mechanical, and/or toxic stimuli. Nonetheless, at the moment, no clinical evidence exists for any of these mechanisms in the pathogenesis of brain AVMs. A further hypothesis is that, once an arteriovenous shunt is formed, the commixture of arterial and venous blood may generate local hypoxia, according to the concept of the steal phenomenon, with eventual further activation of the Hh pathway.
The poor understanding of the pathogenesis of brain AVMs hinders the development of biological treatments. It has been attempted to act on molecular pathways that are disrupted in brain AVMs, including Notch and VEGF. Inhibitors of Notch have been developed and have been found to be safe in clinical trials on subjects affected by Alzheimer’s disease and cancer.
41 Therefore, they might represent a prospective promising therapeutic approach for brain AVMs. VEGF may be targeted using the humanized monoclonal antibody bevacizumab, which has an established safety profile and has been tested in a number of pathological conditions, including the brain cancer glioblastoma.
42,43 There are also anecdotal reports on the use of bevacizumab in subjects with brain AVMs.
44–48 However, efficacy and safety of this therapy in human brain AVMs remain to be determined, and a phase I trial is currently enrolling adult patients with high-grade AVMs (NCT02314377). Our findings suggest the possibility to use anti-Shh treatments as novel therapeutic approach for brain AVMs. There are Hh pathway inhibitors that have been approved by the Food and Drug Administration and are currently used for the treatment of basal cell carcinoma and acute promyelocytic leukemia.
49–53 If our findings are confirmed and the Hh pathway is found to be a relevant player in the pathogenesis of brain AVMs, a role for anti-Hh therapies in this field could be hypothesized, with the theoretical possibility to deliver these drugs both systemically or locally, through the selective endovascular catheterization of the AVM feeders.
In conclusion, this study provides the first demonstration that the Shh pathway is active in human brain AVMs. It also shows that the angio-architecture of Shh-induced angiogenesis in vivo is strikingly reminiscent of that found in AVMs, with tortuous and dilated arteries and veins and numerous direct arteriovenous shunts. Notably, Shh has the ability to induce such aberrant angiogenic process in the brain of wild-type animals, thus in the absence of a genetic background that could facilitate the development of AVMs. Our findings might have several important implications, both at the biological, clinical, and therapeutic levels.