Introduction
Alzheimer’s disease (AD) is a progressive degenerative disorder and is the most common cause of dementia in the elderly.
1 Clinically, AD manifests with memory and cognitive deficits alongside changes in mood and behavior,
2 which diminish a person’s ability to perform everyday tasks.
1 There are two main types of AD: 1) sporadic with a late onset (LOAD), which is observed in ∼95% of AD cases, and 2) familial with an early onset (familial Alzheimer’s disease; FAD), which is seen in ∼5% of AD cases.
2 Cardinal pathological features of AD include aggregation of extracellular senile plaques composed of amyloid-β (Aβ) peptide
3 and intracellular neurofibrillary tangles (NFTs) consisting of accumulation of filamentous hyperphosphorylated tau protein.
4 In brief, Aβ is generated from sequential proteolytic cleavage of its large amyloid precursor protein (APP) where β-amyloid cleaving enzyme (BACE) produces a C-terminal APP fragment that is subsequently cleaved by γ-secretase. This sequence of events ultimately leads to the release of various isoforms of Aβ peptides with Aβ
40 and Aβ
42 being the most common.
5 Abnormal regulation of kinases and phosphatases are thought to contribute to formation of NFTs which are comprised of paired helical filaments (PHFs) and straight filaments of hyperphosphorylated tau.
6Although the pathogenesis of AD remains stubbornly unclear, two hypotheses have been proposed. The amyloid hypothesis states that accumulation of Aβ is not only the main cause of AD pathology but that it leads to formation of NFTs, impaired vasculature, and cell loss.
7 For example, mice overexpressing both APP and tau exhibited increased NFTs compared with mutant mice expressing tau protein alone, suggesting that accumulation of Aβ impacts formation of NFTs.
8 Additionally, genetic variability in APP processing has also been linked to increased risk of LOAD.
7 Currently, the apolipoprotein E (
APOE) gene is the only known genetic risk factor for LOAD
9 and genetic variability on the low-density lipoprotein receptor-related protein (LRP) gene has demonstrated that LRP may be involved in the pathogenesis of AD.
10 While the amyloid hypothesis is strongly supported, findings challenging it have also emerged. Most notably, a lack of correlation between amyloid burden and the degree of cognitive decline has yet to be determined.
11 Moreover, NFTs were observed in autopsied human brains devoid of amyloid.
12A reconsideration of the amyloid hypothesis has been recently proposed.
13 The alternative two-hit vascular hypothesis suggests that vascular damage (hit 1) can result in increased accumulation of Aβ deposits in the brain (hit 2).
14 While aging remains the most critical risk factor of AD, mounting evidence suggests that vascular pathology is involved in the development of AD, and thereby in support of the vascular hypothesis. Multiple epidemiological and clinical studies have examined vascular risk factors including cardiovascular disease, hypertension, hyperlipidemia, diabetes mellitus, and atherosclerosis attributing to the development of AD.
15 Early studies showed that chronic cerebrovascular insufficiency in young and aged rats not only led to reduced cerebral blood flow (CBF) but also impaired spatial memory dysfunction and hippocampal neuronal damage,
16 deficits observed in human AD pathology.
17 A correlation between traumatic brain injury (TBI) and AD is also well-recognized.
18,19 In particular Aβ plaques have been observed within hours following a head injury
20,21 which can persist years later
19 thereby accelerating the risk of developing AD.
While most of the AD research has focused primarily on neuronal and glial dysfunction, compelling data are emerging identifying a significant vascular component during disease progression. For example, individuals with early cognitive dysfunction exhibited brain capillary damage and compromised blood-brain barrier (BBB) independent of Aβ and tau.
22 Patients with mild cognitive impairments (MCI) also exhibit various vascular derangements, including impaired cerebral hemodynamics, and have an increased probability of developing AD.
23 In the 3xTg AD mouse model, early reductions in brain vascular volume precede the presence of AD hallmark lesions.
24 These studies and others suggest that early vascular dysfunction may be a significant driver in AD pathology. Unfortunately, at present the role of the cerebrovasculature in AD is poorly understood both in clinical populations and in preclinical AD models.
Given the known vascular dysfunction and its association with AD, the architecture of the cerebrovasculature has been relatively unexplored in preclinical models of AD. In this review, we begin by highlighting the structural and functional vascular modifications observed in mouse models of AD, primarily focusing on mouse lines that overexpress APP. This is followed by a discussion on mechanisms of vascular Aβ clearance and how impairments in these pathways may contribute to AD. Next, we describe the functional role of the neurovascular unit (NVU), specifically focusing on pericytes, astrocytes, and neurons to examine how a compromised NVU potentially contributes to the observed cerebrovascular phenotypes in AD. We conclude by discussing putative cerebrovascular directed therapies that may mitigate or prevent the progression of AD.
Cerebral amyloid angiopathy in transgenic mouse models of AD
Increasing evidence suggests a critical role of cerebrovascular dysfunction in the development and progression of AD.
25 Early accumulation of vascular Aβ not only impairs cerebrovascular function but contributes to cerebral amyloid angiopathy (CAA), a common feature of AD, which has been shown to affect an astounding 80–90% of AD cases.
26 Recently, two types of sporadic CAA have been identified. Type 1 CAA is characterized by the presence of Aβ in cortical capillaries, leptomeningeal and cortical arteries, arterioles, veins, and venules, whereas Type 2 is characterized by Aβ in the leptomeningeal and cortical vessels only.
27 In rodent models of AD, CAA deposits were found between vascular smooth muscle cells (VSMCs) in a banding
28,29 or ring
30 pattern. The banding of CAA increased over time with increasing CAA severity and age suggesting new Aβ deposits and expansion of existing Aβ deposits.
28,29 Similarly, in autopsied human AD brains, Aβ deposition in the leptomeningeal arterioles form discrete banding patterns that was associated with the VSMCs.
31 Although CAA can occur independent of AD, the incidence and severity of CAA was increased in AD and correlated with Aβ plaques and NFTs.
32Despite considerable research effort, the vascular pathophysiology of AD remains unclear. To identify the mechanisms underlying AD and the development of successful treatments requires preclinical animal models that recapitulate human AD. Over the past few years, the generation of transgenic mouse lines with elements of AD-like pathology have been instrumental in identifying potential pathways to AD.
33 Studies utilizing animal models that develop CAA or vascular amyloid deposits can assist in identifying mechanisms underlying AD. The most common mouse lines generated are those overexpressing APP with over 50 transgenic mouse lines.
34 Below, we describe known transgenic mouse models of AD that have been reported to exhibit marked morphological and functional vascular impairments, as summarized in
Table 1 and
Figure 1.
Mechanisms of vascular amyloid clearance
The presence of parenchymal and vascular Aβ clearly leads to marked changes in both the structure and function of the cerebrovasculature. Mounting evidence suggests that vascular Aβ may play an integral role in the development of AD and that the lack of Aβ clearance from the cerebrovasculature can exacerbate AD pathology.
87 Aβ homeostasis in the brain is regulated by a multitude of pathways which can influence disease progression (e.g., early or late onset).
88 Indeed, failure of appropriate Aβ elimination from the cerebrovasculature is considered a primary factor in the etiology of AD and CAA (
Figure 5).
Studies have shown that transvascular clearance of Aβ across the BBB is the predominant mechanism of Aβ elimination.
88 In human AD brains, BBB disruption is correlated with AD pathology and cognitive impairments.
89 At the level of the BBB, the receptor for advanced glycation end products (RAGE) is the key transporter of Aβ across the BBB into the brain while the low-density lipoprotein receptor-related protein-1 (LRP-1) aids in clearance of Aβ from brain to blood.
90 Besides their interaction with Aβ, RAGE and LRP-1 are also expressed by various cell types.
91 While a vast body of evidence has revealed altered cellular expression of RAGE and LRP-1 in association with AD, there is little evidence on how these proteins are altered within the vasculature itself. In humans, significant increases in vascular RAGE expression have been documented in individuals with advanced AD. Compared with autopsy controls and early AD, brains from severe AD individuals displayed robust microvascular RAGE immunoreactivity in the hippocampus.
90,92,93 It is not surprising then, that the upregulation of RAGE can alter CBF. Indeed, infusion of Aβ in mice, not only confirmed RAGE-mediated transport of Aβ across the BBB, but also provided evidence of decreased CBF, which may be caused, in part, by an increase in endothelin-1 (ET-1), a known potent vasoconstrictor.
94 Increased ET-1 in reactive astrocytes have been previously reported in AD cases, but the significance of these findings remains to be clarified.
95,96 Together, these findings strongly suggest that increased RAGE may coincide with increased brain amyloid burden and contribute to vascular amyloidosis.
In contrast to increased RAGE, downregulation of vascular LRP-1 has been observed and is thought to contribute to impaired Aβ clearance. In the hippocampus of AD patients, weak LRP-1 immunoreactivity was detected in microvessels compared to autopsy controls which had strong LRP-1 staining.
90 Evidence of impaired Aβ clearance due to decreased LRP-1 in human and mouse VSMCs has been reported. Knockdown of LRP-1 using siRNA in human brain vascular smooth muscle cells significantly increased endogenous Aβ
40 and Aβ
42, while conditional deletion of
Lrp1 in VMSCs of APP/PS1 mice exacerbated Aβ deposition in the cortex and leptomeningeal arteries.
97 Additionally, antisense targeted against LRP-1 mRNA in mice resulted in reduced Aβ
42 clearance at the BBB with increased parenchymal Aβ
42 and learning and memory deficits in mice.
98 These and other studies strongly support the neurovascular hypothesis of AD.
99Another accepted mechanism of amyloid clearance is via perivascular drainage of solutes and interstitial fluid (ISF). As soluble Aβ enters the basement membrane of capillaries it is subsequently drained along the arterial basement membrane toward the leptomeningeal arteries. The force for perivascular drainage is thought to arise from arterial pulsations.
100 Confirmation of this pathway has been demonstrated using fluorescent tracers injected into the corpus striatum of 6–8 wk old adult MF1 mice where tracer molecules initially diffused throughout the brain parenchyma and drained along the basement membrane of capillaries and arteries. Little or no tracer molecules were detected in veins. While no evidence of the tracer was detected in the leptomeningeal arteries it was present in perivascular macrophages surrounding leptomeningeal arterial walls suggesting that the tracer had moved through the leptomeningeal arteries and out of the brain.
101,102 These and other findings suggest that the meningeal lymphatic vessels are key players in the removal of macromolecules from the CNS and into the cervical lymph nodes. After ablation of meningeal lymphatic vessels in normal aging wildtype (WT) mice, injected fluorescent tracer molecules did not reach the deep cervical lymph nodes and diffusion of the fluorescent tracer molecules into the brain along the blood vessels was reduced. Interestingly, reductions in meningeal lymphatic vessel diameter and coverage were observed in 20–24 mo WT mice. Destruction of meningeal lymphatic vessels in 5xFAD mice led to accelerated Aβ deposition in the meninges and parenchyma as well as cognitive deficits, similar to those in human AD brains.
103 Thus, these studies signify a key role of the leptomeningeal arteries in the clearance of Aβ via the perivascular drainage pathway.
Reductions in perivascular drainage were also associated with increased thickness of the vascular basement membranes which occurred in an age-dependent manner.
102 Significant increases in capillary basement membrane thickness in the cortex, hippocampus, and thalamus were observed in 23 mo old WT mice compared to 2 and 7 mo old mice. Injection of soluble human Aβ
40 revealed reductions in perivascular drainage that was more prominent in the hippocampus compared to the thalamus, again consistent with the concept that vascular amyloid impairs perivascular drainage.
104 Thus, the efficiency of perivascular drainage appears to differ between brain regions.
Subsequent studies further investigated perivascular drainage in the hippocampus.
102 Intracerebral injections of fluorescent dextran in WT mice revealed significant impairments in perivascular drainage in hippocampal capillaries and arteries of 22 mo old mice compared to 3 and 7 mo old mice. This deficit was correlated with age-related changes in capillary density and increased vascular basement membrane thickness. As noted above, age related drainage appeared to be within the arterial system but intracerebral injections of fluorescent dextran in Tg2576 mice revealed a significant increase in dextran-positive hippocampal veins of 22 mo old mice compared to 3 and 7 mo old mice while no significant differences in dextran labeling of hippocampal capillaries and arteries between ages were found.
102 The absence of dextran labeling in the capillaries and arteries were attributed to reductions in capillary density which has been observed in other mouse models of AD.
38,105,106 However, the increased dextran labeling in veins suggests that vascular amyloid deposition altered the normal route of perivascular drainage. In support of this, no significant differences in large diameter vessel density was observed between ages in Tg2576 mice or in WT mice. If perivascular drainage is indeed driven by arterial pulsations, then it is likely that this driving force may be lost due to impairments in CBF dynamics. As described above, Tg2576 mice have reduced CBF and deficits in vasodilatory and vasoconstrictive properties.
40 These findings would imply that perivascular drainage is not only impaired with aging but that increased severity of CAA further contributes to disruptions of Aβ perivascular drainage.
Recently, a new mechanism of Aβ elimination has been proposed which has garnered widespread interest. This pathway of Aβ removal is thought to be along the paravascular routes. Because the brain parenchyma lacks lymphatic vessels, a “glymphatic system” for waste and solute removal has been suggested.
107 The glymphatic pathway posits that interstitial solute clearance, such as Aβ, is driven by convective bulk flow. Using various small fluorescent tracers, it was found that influx of the cerebrospinal fluid (CSF) is along para-arterial routes and efflux of ISF is along paravenous routes facilitated by the astrocytic water channel aquaporin-4 (AQP4). Injection of radiolabeled and fluorescently tagged Aβ was shown to move along the vasculature and accumulate in the capillaries and large draining veins. Furthermore, radiolabeled Aβ clearance was reduced by ∼55% in the absence of AQP4 suggesting that AQP4 plays a role in soluble Aβ clearance via bulk flow. However, this mechanism of solute clearance has been highly debated.
108,109 In one study, the distance by which the intensity of fluorescent-tagged Aβ was decreased from the injection site was similar in both WT and mice lacking AQP4, indicating that AQP4 does not aid in bulk flow Aβ clearance.
110 These and other controversial findings regarding Aβ clearance through the glymphatic pathway warrant additional investigations.
Impact of a dysfunctional neurovascular unit on AD cerebrovasculature
It is evident that failure of amyloid clearance can manifest specific cerebrovascular phenotypes. However, it remains unclear how vascular amyloid deposition molds surrounding cells to alter vessel morphology and function. The cerebrovascular network is a complex and dynamic system composed of various cell types including neurons, astrocytes, pericytes, ECs, and VSMCs.
111 Coined as the neurovascular unit (NVU, or expanded NVU
111), these cells work synergistically to maintain central nervous system (CNS) homeostasis.
111 Along with tight and adherens junctions, the ECs of the NVU comprise the BBB to facilitate transport of nutrients and provide a barrier against harmful molecules.
112 Emerging evidence suggests that damage to constituents of the NVU likely plays a significant role in the pathophysiology of AD, further supporting the vascular AD hypothesis. While little is known on how cells of the NVU directly remodel the cerebrovasculature in AD, it is well established that a dysfunctional NVU can generate a cascade of events, ultimately leading to reductions in CBF, increased BBB leakage, and associated complications that have been reported in AD
22 (
Figure 6).
Marked disturbances in vessel architecture and function can be also be attributed to changes in VSMCs and ECs. In postmortem AD brains, morphological changes of the cerebral vessels were attributed to irregularly shaped and swollen ECs and deteriorating VSMCs.
113,114 The ability of these cells to synthesize and release soluble Aβ may also be one mechanism on how neurodegenerative processes are further exacerbated in AD. In an early study, cultured human VSMCs incubated with Aβ
1-42 not only caused degeneration of VSMCs but also led to induction of cellular APP which can lead to an increase in soluble Aβ levels.
115 On the other hand, ECs are able to synthesize the neurotoxin thrombin
116 which can induce APP through PKC-dependent mechanism.
117 Thus, a positive feedback loop may exist in which initial amyloid deposition causes VSMC and EC dysregulation leading to synthesis of additional Aβ ultimately resulting in the progression of AD.
Although reactive astrocytes are a common pathological feature present in both human and animal models of AD,
118 their contribution to cerebrovascular dysfunction and ultimately disease progression remains largely unknown. One potential target is the astrocytic water channel aquaporin 4 (AQP4). In support of this, deletion of
Aqp4 in APP/PS1 and 5xFAD mouse models of AD showed significant increases in accumulation of parenchymal and vascular Aβ load,
73,119 increased neuronal and astrocyte toxicity,
73,119,120 and reduced Aβ uptake.
120 Perivascular AQP4 redistribution has also been observed in both rodent and human AD.
36,73,119,121–123 Specifically, severe vascular Aβ deposition resulted in redistribution of AQP4 from the endfeet towards the neuropil away from the vasculature.
36,121,122 These findings suggest that AQP4 dysfunction is complicit in NVU impairments and accelerates AD progression, ostensibly through a compromised BBB. In fact, several studies have demonstrated a role of AQP4 in BBB maintenance
124 and that redistribution or downregulation of AQP4 results in increased BBB leakage.
125Pericytes are thought to play a role in vascular stability
126 and pericyte degeneration modulates cerebrovascular structure and function in AD.
127 A striking “string vessel” morphology (thin microvessels that lack ECs) are thought to be a consequence of pericyte loss
128 and has also been observed in human AD brains.
129 Loss of pericyte coverage on blood vessels were observed in 8 mo old 5xFAD mice (
Figure 5). In mice that overexpress
APPsw/0 leading to reduced pericytes (
APPsw/0 Pdgfrβ+/−).
130 APPsw/0 Pdgfrβ+/- mice exhibited significant accumulation of Aβ
40 and Aβ
42 in the cortex and hippocampus resulting in loss of Aβ clearance via the BBB
130. Not surprising was the significant increase of CAA in these mice as well as accelerated AD pathology which appears to contribute to increased BBB breakdown and subsequent cerebrovascular functional decifits.
130 A compromised BBB can have severe outcomes including accumulation of perivascular IgG, hemosiderin, thrombin, and plasmin,
131 toxic macromolecules, all of which are known to play key roles in memory impairment
132 and vascular damage
133 that are associated with AD.
132,134Cerebrovascular targets for AD treatment
Despite exhaustive research efforts, a successful treatment for AD remains elusive. This may be attributed to the fact that current drugs are targeted towards directly reducing amyloid and tau aggregation, centered around the amyloid hypothesis.
135 It is now evident that accumulation of amyloid plaques and NFTs, even at early stages, can lead to vascular structural abnormalities which can ultimately lead to functional deficits. Thus, an alternative treatment option would be to reestablish normal vascular architecture in hopes of mitigating AD pathology. One study to date has demonstrated that cerebral microvascular architecture can be restored pharmacologically with Liraglutide,
58 a glucagon-like peptide-1 (GLP-1) agonist used for the treatment of type 2 diabetes.
136 GLP-1 has been shown to cross the BBB
137 and be neuroprotective.
138 Daily injections of Liraglutide for 8 wk improved vessel architecture in 9 mo old APP/PS1 mice, including BBB integrity and vessel diameters comparable to controls.
58 In vehicle treated APP/PS1 mice, vessels were abnormal with evidence of increased vessel permeability. Thus, while treatment with Liraglutide shows promise in restoring cerebrovascular architecture, further studies are required to determine if the functional aspects of these vessels are also improved.
Another target for cerebrovascular directed therapy is the transferrin receptor (TfR) which is highly expressed by brain capillary endothelial cells (BCECs).
139 Transferrins are iron-binding blood plasma glycoproteins involved in iron homeostasis.
140 Abnormal accumulation of iron has been reported in the brains of AD patients
141 and was correlated with the presence of Aβ plaques and hyperphosphorylated tau.
141 Several studies have demonstrated the potential of TfR as a vector for drug delivery in the brain. For example, systemic or intravenous injections of monoclonal antibodies against TfR alone or conjugated to nanoparticles were shown to internalize into BCECs
142–145 thereby allowing for controlled drug delivery. One exemplar study employed poly(lactic-co-glycolic acid) (PLGA) nanoparticles targeted with anti-TfR antibodies for improved drug transport across the BBB.
145 Here, nanoparticles with anti-TfR antibodies were used to deliver encapsulated iAβ
5, a peptide that binds to Aβ to inhibit the formation of the oligomer β-sheet
146 in cultured porcine BCECs.
145 Compared to nanoparticles without functionalized anti-TfR, the cellular uptake of nanoparticles targeted with anti-TfR was enhanced significantly. Critically, TfR levels were found to be similar between AD patients relative to controls
142,147 and no significant differences in TfR levels were detected in 12–18 mo old 3xTg-AD
142 or in 5 mo old PS2APP mice.
147 Thus, the ability of TfRs to act as nanocarriers for drug transport as well as the preservation of TfR in both human AD and mouse models of AD would suggest that TfR may be a good target candidate for drug delivery approaches.
Although autopsy remains the clinical gold standard for identifying the underlying pathology of AD, the aforementioned studies significantly highlight the cerebrovasculature as potential target for drug treatments. Thus, diagnostic procedures that can detect vascular changes associated with AD can be highly beneficial in testing new evolving therapeutics.
Conclusions
Accumulating evidence validates that cerebrovascular deficits are associated with AD, supporting the vascular hypothesis. Additionally, evidence has demonstrated that cerebrovascular dysfunction precedes AD pathophysiology. Hence, the two-hit hypothesis of AD could been modified wherein vascular factors combined with genetics result in vascular damage (hit 1) which is then followed by Aβ decrements in clearance along with APP processing (hit 2).
25 Despite considerable research, the underpinnings of AD remain to be elucidated; nonetheless, the studies reviewed herein seem to indicate that the cerebrovasculature is a highly vulnerable target that is implicated in AD disease progression.
In critically reviewing these studies, it is now clear that the cerebrovasculature undergoes drastic architectural changes well in advance to the accumulation of Aβ plaques. Moreover, severe Aβ plaque deposition and hyperphosphorylated tau lead to serious vascular disruptions. Profound structural changes such as looping, twisting, and kinking of blood vessels are expected to dramatically influence the regulation of CBF. In this cascade of pathology, vascular amyloid deposition can further exacerbate AD pathology by increasing BBB leakage which further alters CBF regulation. Clinical and experimental (preclinical) AD studies have reported impaired cerebrovascular function, which further confirms the importance of vascular health in abating the progression and pathophysiological mechanisms underlying AD. However, cerebrovascular decrements have focused primarily on changes in arteries and capillaries and attention to venule pathology has been largely overlooked. Indeed, venular amyloid have significant consequences on AD pathology
148 and evaluation of both arteriole and venule aberrations should be seriously considered in future studies.
The effects of vascular amyloid or CAA are of immense clinical importance. Expansion of research efforts investigating the cerebral vasculature are direly needed to gain a better understanding of the vascular mechanisms underlying the pathophysiology of AD. Increasing our understanding of the vascular progression leading to AD will enable future novel interventional treatment strategies. While we have not discussed inflammation within the context of this review, it is clearly important to consider how the inflammatory response, either within the parenchyma or within vessels, could impact the pathological progression. It is conceivable that treatments to blunt or reverse AD will require a combination of treatments, targeting diverse physiological responses. Thus, as a first step, rigorous characterization of the cerebrovasculature, including the NVU, is crucial to clearly define its impact on AD symptomology and pathology.
While significant AD research has been undertaken, challenges remain due to variability in study methods (i.e., animal models, age, methodology, parameters, etc.). These differences between studies make comparisons almost impossible and future research should consider employing similar criteria and utilize common data elements (CDEs) to ensure standardization and harmonization across investigators. The use of “collaborative crosses”
149 in preclinical disease models may also provide crucial information on how natural genetic variation influences vascular decrements in AD. Overall, generation of reliable and complete data will would further significant advancement in the field of AD research.