Immunoglobulin E (IgE)-mediated fungal allergy and fungi in sinus eosinophilic mucus (EM) are considered pathologically important in EM chronic rhinosinusitis (EMCRS) and have been used to subgroup these patients into the following proposed groups: allergic fungal sinusitis (AFS), AFS-like, nonallergic fungal eosinophilic sinusitis (NAFES), and nonallergic nonfungal eosinophilic sinusitis (NANFES).
1,2 Historically, AFS is considered to be a separate disease from other subgroups of EMCRS diseases
3 and is argued to be an IgE-mediated allergic reaction to fungi present in sinus EM. However, eosinophilic mucosal inflammation, nasal polyps, EM, and fungi in EM are also present in nonallergic CRS patients. Also, previous studies show that the clinical features, fungal-specific IgE responses, and other humoral responses are not significantly different between AFS and other EMCRS subgroups.
2,4 Furthermore, there is controversy and limited evidence for an important role for IgE-mediated fungal allergy and for a unique role of fungi in the pathogenesis of AFS.
Several studies have described the clinical characteristics and possible etiologic agents in CRS, including allergy and fungi, but those examining pathogenic mechanisms are few. An immune response, innate and adaptive, is involved in allergy and fungal immunity where lymphocytes form an integral component of such a response. A study of lymphocyte populations and antigen-specific responses may assist in defining the type of inflammation and in determining the pathological significance of fungal allergy and fungi in CRS, including AFS.
We hypothesized that EMCRS is a distinct type of mucosal inflammation that is associated with fungi and that AFS may not be significantly different from the other subgroups of EMCRS patients in terms of mucosal inflammatory cells and fungal-specific responses. Direct identification and analysis of antigen-specific T cells requires knowledge of the antigen epitopes in the context of major histocompatibility multimers.
5 Other methods independent of defined peptides include enzyme-linked immunospot assays, cytometric cytokine secretion assays, and cytotoxic assays. These methods are strictly dependent on the specific effector functions of T cells after provocation with antigen
in vitro. In CRS, the nature of the immunodominant peptides of fungal antigens, fungal-specific T-cell phenotype, and specific effector functions are unknown. Hence, studies were designed to examine fungal-specific T cells using cell proliferation–based methods. Clonal expansion is characteristic of T cells on stimulation by cognate antigen and measurement of T-cell proliferation is an estimate of the presence of antigen-specific T lymphocytes.
The aims of this study were to (1) obtain a more comprehensive understanding of the cell infiltrate in the sinonasal mucosa of AFS patients by determining the major inflammatory cell populations and (2) determine the cellular response to fungi, measured by the magnitude of fungal-specific peripheral blood (PB) cell proliferation. Results were compared with those from other subgroups of EMCRS patients, CRS patients with polyps and no EM, allergic rhinitis with fungal allergy (ARFA) patients, and healthy volunteers (HV).
Materials and Methods
Patients and Controls
Patients were recruited prospectively from rhinology and allergy clinics and at the time of surgery. Human ethics approval was obtained from the relevant institutions and written informed consent from every individual. Results of nasoendoscopy, sinus computed tomography (CT) scans, sinus mucus histopathology, skin-prick tests, serology, relevant laboratory findings, and fungal culture were available for stratification into the study groups as previously described.
2 EMCRS was defined as CRS patients with nasal polyps and thick, tenacious-colored mucus in the sinuses at surgery, confirmed to be EM by histology. EMCRS patients were divided into subgroups depending on the presence of (a) fungi in EM by histology or culture and (b) allergy to any fungi, determined by elevated levels of mold mix–specific serum IgE or by positive skin-prick tests.
AFS: EMCRS with fungi in EM and fungal allergy;
AFS-like: EMCRS with fungal allergy and no fungi in EM;
NAFES: EMCRS with fungi in EM and no fungal allergy;
NANFES: EMCRS with no fungi in EM and no fungal allergy. CRS patients with nasal polyps and no EM on intraoperative findings are referred to as CRS. Rhinitis and fungal allergy patients with no evidence of sinusitis on history, endoscopic exam, and CT scan are referred to as allergic rhinitis with fungal allergy (AFRA). Healthy volunteers (HV) had no evidence of rhinitis and sinusitis determined by sinonasal outcome test 22 score of ≤1, endoscopic exam, and an absent mold-mix–specific serum IgE.
Allergen-specific IgE was tested using the ImmunoCAP system (UniCAP-100; Pharmacia Diagnostics AB, Uppsala, Sweden) and by skin-prick testing using antigen extracts from Hollister-Stier Laboratories, LLC (Spokane, WA) for the following allergens: (1) molds—Aspergillus, Alternaria, Helminthosporium, Penicillium, Candida, Epicoccum, Fusarium, Mucor, Rhizopus, Cladosporium, Pullularia, and Trichophyton species; (2) nonfungal allergy, mixes of tree pollen, grass pollen, weed pollen, house-dust group, animal dander, and protein.
Individuals with coexisting medical problems, including allergic bronchopulmonary aspergillosis, Churg-Strauss syndrome, and those treated with systemic corticosteroids or other immunosuppressive therapy were excluded. Subjects had not smoked; had an upper respiratory tract infection; or used topical corticosteroids, antihistamines, anticholinergic, or homeopathic preparations in the preceding 4 weeks before collection of tissue and blood samples.
Tissue and PB Samples
Polyp and nonpolyp sinonasal tissue from the same individual was obtained from every EMCRS and CRS patient during sinus surgery. Tissue were placed in 10% formalin and embedded in paraffin blocks for histology. For flow cytometry, tissue was passed through 80G sieves and single cell suspensions were washed twice with RPMI 1640 before suspending in 5% newborn bovine serum in PBS (Gibco BRL, Grand Island, NY). Matched PB samples were also obtained immediately before surgery for cell proliferation studies and to serve as controls for tissue immunophenotyping.
Immunohistochemistry
Indirect immunoperoxidase staining was used to examine the distribution of cells in tissue sections. The first section of tissue series from every individual was also stained with hematoxylin and eosin (H&E) for histological comparison. Serial tissue sections of 4-μm thickness were cut and dried onto 2% HistoGrip-coated slides (Zymed Laboratories, Inc., South San Francisco, CA). The sections were deparaffinized in xylene, rehydrated through descending grades of ethyl alcohol through to Tris-buffered saline. Sections were incubated overnight with optimized dilutions of primary antibody (eosinophilic cationic protein [EG2; Pharmacia]), CD3 (Cell Marque, Austin, TX), CD4 (Novocastra Laboratories, Ltd., Newcastle upon Tyne, U.K.), CD8 (Cell Marque), and negative isotype control antibodies. After washing, sections were incubated with biotinylated goat anti-mouse IgG (Dako, Glostrup, Denmark), washed and incubated further with avidin-biotin-horseradish peroxidase (Dako), and washed and counterstained with hematoxylin.
Immunophenotyping of Tissue and PB Samples
CD4 and CD8 T-cell, B-cell and NK-cell populations were determined using Tritest antibodies: CD3 FITC/CD4 R-PE/CD45 PerCP, CD3 FITC/CD8 R-PE/CD45 PerCP, CD3 FITC/CD19 R-PE/CD45 PerCP, and CD3 FITC/CD16 CD56 PE/CD45 PerCP (BD Biosciences, San Jose, CA). Cell surface expression of other molecules was determined using antibodies to major histocompatability complex class II (MHC II) and CD25. In experiments with PB samples, red blood cell lysis was performed after immunofluorescence staining by adding 2 mL of fluorescence-activated cell sorter (FACS) lysing solution (BD Biosciences). Samples were analyzed on FACScan (BD Biosciences) and data were analyzed using CellQuest (BD Biosciences) software. Ten thousand gated events were acquired from each sample of PB and 2500–5000 gated events were acquired from tissue samples. Lymphoid cells were selected using side scatter properties and CD45high expression. Appropriate isotype controls were used to set quadrant markers.
Cytospin Preparations
Triplicate samples of tissue single cell suspension (50
μL at 5 × 10
5/mL) were loaded onto cytospin cuvettes (Shandon, Inc., Pittsburgh, PA), mounted onto histogrip-coated slides (Zymed Laboratories, Inc.) and paper cards, and centrifuged at 800 ×
g for 2 minutes to allow a monolayer of cells to deposit on the slides. Slides were air-dried and counterstained with H&E and the cell types were identified by their nuclear morphology and cytoplasmic staining. All cell counts were performed using light microscopy and a hemocytometer. Specimens with cell viability of >95% were analyzed.
Fungal-Specific Cell Proliferation
Fungal Antigens. Alternaria tenuis (alternata)
(Cat. No. 5009JF10) and Aspergillus fumigatus (Cat. No. 5021JF10), were obtained from Hollister-Stier Laboratories. LLC. The reported value for the fungal-specific proliferative response in an individual corresponds to the highest value obtained for either fungus-specific proliferation.
Proliferation Assay
PB mononuclear cells (PBMCs) were prepared by Lymphoprep (Axis-Sheild PoC AS, Oslo, Norway). Cells were washed twice before suspension at 10
7 cells/mL in RF5 (RPMI 1640 supplemented with 100 U/mL of penicillin, 0.1 mg/mL of streptomycin, 0.3 mg/mL of glutamine, and 5% fetal calf serum). PBMCs at 10
5 cells in a final volume of 200
μL/well were added in triplicate to flat-bottom, 96-well tissue culture plates (Cell Star, Frickenhausen, Germany) and stimulated with fungal antigens at a final concentration of 7.5
μg/mL. The same patients' unstimulated PBMCs were kept in a 37°C 5% CO
2 incubator for 36 hours. At 36 hours, tissue culture wells were washed and unstimulated PBMCs were added to antigen-primed cells. Cells were harvested after 96 hours for cellular tritiated thymidine incorporation, where the amount incorporated by PBMCs in response to stimulant was compared with that from control wells to yield a stimulation index (SI). Internal PBMC controls included (a) a negative control with tissue culture medium alone and (b) a positive control with phytohemagglutinin at a final concentration of 12.5
μg/mL. Numbers of CD4
+ and CD8
+ T cells, B cells, NK cells, monocyte, and macrophage populations were determined in PBMC before setting up the proliferation assays.
Statistics
Analysis for independent groups of data was performed with the Mann-Whitney U test for comparison between two groups and with the Kruskal-Wallis test with Dunn's post hoc test for comparison between multiple groups using GraphPad Prism software, Version 4.0a for Macintosh (GraphPad, San Diego, CA). Data are presented as a median and the 25th–75th percentiles, the limits of the interquartile range (IQR). A value of p < 0.05 was considered significant.
Results
Mucosal Studies
The mucosal studies included histology, immunohistochemistry, cytospin preparations, and flow cytometry. The clinical characteristics of study groups are shown in
Table 1. There were no significant differences in the results of mucosal studies between polyp and nonpolyp tissue from the same individual; hence, data reported here are from polyp analysis.
Histology and Immunohistochemistry
Paraffin-embedded, H&E-stained serial sections of nasal polyps from 10 AFS, 5 AFS-like, 12 NAFES, 11 NANFES, and 16 CRS patients were examined for tissue architecture and distribution of inflammatory cell populations. The tissue architecture between AFS, AFS-like, NAFES, and NANFES were similar. The epithelial layer and submucosal glandular structures were better preserved in CRS polyps than in the EMCRS subgroups (AFS, AFS-like, NAFES, and NANFES). A predominant eosinophil population was present in the polyps from all patient groups. Eosinophils were found throughout the lamina propria, in the intraepithelial layer, and in the mucus. The tissue distribution of the lymphocyte populations was not significantly different between the study groups, where CD3
+ cells and CD8
+ cells were abundant in the intraepithelial region. In the lamina propria and periglandular areas both CD4
+ and CD8
+ cells were present. Images from a representative experiment from a CRS and an EMCRS patient (AFS subgroup) are shown in
Fig. 1.
Cytospin Preparations
The percentages of polyp inflammatory cells including eosinophils, neutrophils, lymphocytes, mast cells, and monocytes were determined (
Table 2). There was a significant difference in the percentage of eosinophils between the study groups.
Post hoc testing showed no significant difference between the EMCRS subgroups and a greater percentage of eosinophils in all the EMCRS patients compared with CRS patients (
p < 0.0001;
Fig. 2). There was no significant difference in the percentages of neutrophils, total lymphocytes, mast cells, and monocytes between all of the study groups.
Flow Cytometry Studies
Lymphocyte Populations (Total T Cells, CD4+ T Cells, CD8+ T Cells, B Cells, and NK Cells)
Matched polyp and PB samples from CRS, AFS, AFS-like, NAFES, and NANFES patient groups were examined for the percentage of total T-cell (CD45
+CD3
+), CD4
+ T-cell (CD45
+CD3
+CD4
+), CD8
+ T-cell (CD45
+CD3
+CD8
+), B-cell (CD45
+CD19
+), and NK-cell (CD45
+CD56
+/CD16
+) populations. In blood, there was no significant difference in the percentage of these cell populations between all of the study groups (data not shown). However, in polyps, there was a significant difference in the percentage of cell populations between the groups (
Table 3). The
post hoc statistical difference was present between CRS and each of the EMCRS subgroups. Importantly, there was no significant difference in the percentages of the cell populations between AFS and other EMCRS patient subgroups. Accordingly, further analysis and results from the EMCRS subgroups were combined into a single EMCRS group (
n = 38) and compared with those from CRS patients (
n = 16). Mann-Whitney
U test was used to examine statistically significant differences between the two groups.
The percentage of T cells in polyps was significantly greater in EMCRS (median = 86.6; IQR = 83.3–92.3) compared with CRS (median = 76.0; IQR = 66.4–81.0;
p = 0.002;
Fig. 3B). The percentage of T cells in PB was not significantly different between CRS (median = 79.0; IQR = 69.0–81.3) and EMCRS patients (median = 77.7; IQR = 69.2–80.8;
p = 0.98).
CD4+ and CD8+ T Lymphocyte Populations
As shown in
Fig. 4, the percentage of CD8
+ T cells was strikingly higher in EMCRS polyps (median = 62.9; IQR = 54.2–68.3) compared with CRS (median = 31.5; IQR = 26.1–43.3;
p < 0.0001) and the percentage of CD4
+ T cells was significantly lower in EMCRS polyps (median = 23.6; IQR = 19.7–26.7) compared with CRS (median = 38.6; IQR = 30.0–49.4;
p < 0.0001). There was no statistically significant difference in the percentage of PB CD4
+ (CRS, median = 46.0 and IQR = 43.9–56.8; EMCRS, median = 44.6 and IQR = 41.2–53.9;
p = 0.42) and CD8
+ (CRS, median = 23.7 and IQR = 17.2–28.8; EMCRS, median = 29.3 and IQR = 21.6–32.8;
p = 0.24) T-cell subsets between CRS and EMCRS patients.
MHC II and CD25 Expression on T Cells
The proportion of CD4+ and CD8+ T cells expressing MHC II in polyps and PB was not significantly different between CRS and EMCRS patients. In both CRS and EMCRS, the percentage of CD4+ T cells expressing MHC II was significantly higher in polyps (CRS, median = 41.5 and IQR = 35–50; EMCRS, median = 38.4 and IQR = 26–57.1) than in PB (CRS, median = 7 and IQR = 4.25–13.11; EMCRS, median = 4.8 and IQR = 3.9–9.3; p = 0.007). Similarly, the percentage of CD8+ T cells expressing MHC II was significantly higher in polyps (CRS, median = 41.7 and IQR = 37.6–56.9; EMCRS, median = 63.3 and IQR = 26.5–75.7) than in PB (CRS, median = 15.8 and IQR = 11.9–18; EMCRS, median = 4.7 and IQR = 4–14.3; p = 0.007).
Similarly, the fraction of T cells expressing CD25 was not significantly different between CRS and EMCRS patients. The percentage of CD4+ T cells expressing CD25 was higher in polyps (CRS, median = 33.7 and IQR = 23.5–47.3; EMCRS, median = 24.8 and IQR = 20.9–37.8) than in PB (CRS, median = 4.4 and IQR = 2.7–8.7; EMCRS, median = 4 and IQR = 2.8–7.3) of CRS (p = 0.002) and EMCRS (p = 0.008) patients. Likewise, the percentage of CD8+ T cells expressing CD25 was significantly higher in polyps (CRS, median = 20.6 and IQR = 11.3–31.6; EMCRS, median = 12.9 and IQR = 6.9–22) than in PB (CRS, median = 0.8 and IQR = 0.3–2.2; EMCRS, median = 0.6 and IQR = 0.4–1.6) of CRS (p = 0.002) and EMCRS (p = 0.02) patients.
Fungal-Specific Proliferation Studies
Magnitude of Fungal-Specific Mononuclear Cell Proliferation
Tritiated thymidine incorporation into PBMCs in response to fungal antigens was measured in 12 HVs, 15 ARFA patients, 15 CRS patients, and 34 EMCRS patients (AFS,
n = 12; AFS-like,
n = 5; NAFES,
n = 9; NANFES,
n = 8). The clinical characteristics of the study groups are summarized in
Table 4. The reported value for the fungal-specific proliferative response in an individual corresponds to the highest value obtained for either
Alternaria alternata– or
Aspergillus fumigatus–specific proliferation. The proliferation results for each study group, including the negative and positive control values expressed as the mean ± SEM counts per minute is provided in
Table 5 and results expressed as the median SI is shown in
Fig. 5.
The extent of fungal-specific PBMC proliferation was not significantly different between the EMCRS subgroups (
p = 0.46;
Fig. 5A), regardless of fungal allergy or of the detection of fungi in EM. As a single group, EMCRS patients had a greater proliferative response compared with HVs (
p < 0.0001) but not when compared with ARFA (
p = 0.33) or CRS (
p = 0.29) patients. In CRS patients, fungal-specific PBMC proliferation was higher in fungal-allergic compared with nonfungal-allergic patients (
p = 0.01;
Fig. 5B). Further analysis showed that there was no significant difference in the SI between allergic CRS patients, allergic EMCRS patients, and nonallergic EMCRS patients (
p = 0.34).
Discussion
This study showed that mucosal inflammatory cell populations and fungal-specific T-cell responses were not significantly different between AFS and other EMCRS study groups. As a single group, EMCRS polyps had significantly greater percentages of eosinophil and T-cell populations compared with CRS polyps. Further analysis of polyp T cells showed a significantly higher percentage of CD8+ T cells in EMCRS compared with a higher percentage of CD4+ T cells in CRS. These differences were found in the mucosal tissue and were not a reflection of PB CD4+ and CD8+ T-cell ratios because these cell numbers in blood were within normal limits. This important difference in the proportions of mucosal inflammatory cells supported our hypothesis that EMCRS patients had a different type of mucosal inflammation compared with CRS patients. This may, in part, explain the spectrum of clinical phenotypes of chronic sinonasal inflammation, with EMCRS being a more destructive form of inflammation than that seen in CRS, suggested by a greater percentage of eosinophils and T cells and less-preserved tissue architecture. Also important, the cell populations were not significantly different between polyp and nonpolyp tissue in the same individual, indicating a generalized mucosal inflammation.
T-cell responses to fungal antigens were investigated because fungi are implicated in the pathogenesis of CRS and in AFS, where fungal allergy is proposed to be a major pathogenic mechanism.
6,7 In this study, all EMCRS subgroups had an elevated T-cell proliferation response to fungi compared with HVs, irrespective of fungal allergy or detection of fungus in EM. Although fungal-specific T-cell proliferation was significantly higher in EMCRS patients compared with HVs, it was not significantly greater compared with ARFA and CRS patients. In ARFA patients, increased stimulation is likely to be attributed to fungal allergy. Similarly, given that increased cell proliferation was limited to fungal-allergic CRS, allergy is the likely explanation for elevated proliferation responses in these patients. In contrast, both fungal-allergic (AFS and AFS-like) and nonallergic (NAFES, NANFES) EMCRS patients had an elevated fungal-specific proliferation. Also, we have previously shown that fungal-specific humoral response was elevated in all EMCRS subgroups, irrespective of fungal allergy.
2 Furthermore, CD4
+ T cells, commonly present in allergic conditions, were relatively low in EMCRS mucosa.
8,9 These findings show a separation of cellular and humoral immune responses from fungal allergy, supporting the hypothesis that mechanisms other than IgE-mediated allergy may account for the elevated fungal-specific immune response in EMCRS patients.
The elevated immune response to fungi in EMCRS may be due to chronic stimulation caused by fungi trapped in the EM or by an altered host immune response to fungal antigens. Chronic local exposure to fungal antigens in EMCRS as a cause may be advocated because fungal hyphae are often found within EM, as in AFS and NAFES subgroups.
4 It could also be argued that fungi can potentially be detected in a greater proportion of EM specimens, hence, AFS-like and NANFES, by using more sensitive fungal detection methods.
10 On the other hand, such elevated and distinct immune responses in the absence of allergy to these common environmental fungi in EMCRS may signify a dysregulated immune mechanism associated with an altered response to fungi.
Although an elevated fungal-specific immune response was present in EMCRS, a direct causal link between fungi and the inflammation in EMCRS still needs to be established. Elevated fungal-specific IgG and IgA from the humoral studies suggests that a mucosa-derived antigen was involved in EMCRS patients.
2 In EMCRS, the presence of fungi may contribute to inflammation by several mechanisms. Eosinophils are believed to be the major effector cell mediating mucosal damage.
11,12 Fungi may recruit eosinophils directly
via Toll-like receptors, indirectly
via Ig Fc receptors and by inducing proeosinophilic cytokine secretion by other cells or by as yet undefined mechanisms. Fungal proteins are also directly toxic to cilia and epithelial cells, affect mucus production, and alter innate responses.
13 Furthermore, T cells can influence eosinophil responses to fungi.
Both CD4
+ and CD8
+ T cells are essential in providing primary immunity to fungi, mediating pathogen clearance, damage to surrounding microenvironment and in immune-regulatory function.
12,14–16 We found that EMCRS mucosa had an abundant CD8
+ T-cell population with a relative absence of CD4
+ T cells. Fungi have been reported in inflammation associated with CD8
+ T cells.
17 Fungi can recruit mucosal CD8
+ T cells in a nonspecific manner either directly because of their toxic effects or indirectly by the generation and maintenance of cytolytic CD8
+ T cells
via fungal-specific CD4
+ T cells.
15,18,19 Hence, it is plausible that in genetically susceptible individuals, a dysfunctional population of CD8
+ T cells and a relative lack of CD4
+ T cells may be responsible for the ineffective clearance of fungi and an exacerbation of the sinonasal inflammation.
Conclusions
Except for the defining criteria of fungal allergy and fungi in sinus EM, in these prospective studies, there appear to be no significant differences between the EMCRS subgroups with regard to their clinical parameters, fungal-specific cellular and humoral responses, and mucosal inflammatory cell populations. Taken together, this suggests that the fundamental process driving the inflammatory response in EMCRS may not be significantly different between the subgroups. There is increasing evidence that factors other than fungal allergy, including an altered mucosal immune system, may contribute to sinonasal inflammation in AFS and other EMCRS subgroups. Also, all EMCRS subgroups have a greater fungal-specific immune response regardless of the presence of fungi by histology or culture. Hence, these findings further question the basis for defining “AFS” on the presence of fungal allergy and of fungi in EM and for placing “AFS” in a separate category from other EMCRS subgroups. Accordingly, categorizing EMCRS patients into subgroups based on fungal allergy and detection of fungi in EM may not be of central pathological relevance. It is becoming apparent that AFS and other EMCRS patients have worse clinical outcomes and perhaps a different form of inflammation from other polypoid CRS patients. Thus, an understanding of the underlying inflammatory mechanisms, including and beyond allergy and fungi, remains an important goal. Future clinical research and mucosal studies of the inflammatory cells and mediators, including functions of CD8+ and CD4+ T cells in well-defined patient groups and controls, may lend further insight into susceptibility for chronic inflammation, pathogenic mechanisms, and potential therapeutic targets.