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First published online April 28, 2019

High-Performance Public Involvement: Frameworks, Performance Measures, and Data

Abstract

In the light of social and political currents calling for increased accountability for public processes and discussions between federal officials about the performance of the public involvement process, this paper examines public involvement in transportation and develops frameworks for identifying suitable approaches and evaluating outcomes. The aims of this paper are to (a) foster analytic, evidence-driven discussion between public involvement professionals, project managers, consultants, and other members of the transportation community about process quality metrics and (b) propose strategies for increasing performance of such processes by developing multidimensional process evaluation frameworks for public involvement design and outcomes. A significant Arnstein gap is identified in the quality of public involvement in transportation. A critical overview of current practice that draws on the literature on public involvement and participation is presented. Using a soft systems approach, the authors frame participation methods in distributive domain and define outcome performance criteria. The authors examine the literature on process performance in environmental management and other participation research and propose four process performance metrics for public involvement: quality, inclusion, clarity, and efficiency. Objective data from projects in structured public involvement are presented. These data illustrate that processes that satisfy these metrics will help to close the Arnstein gap by identifying stronger methodologies for involving large groups of citizens with diverse values, delivering objectively high stakeholder-evaluated process quality, and integrating these valuations into effective decision support systems for project managers and engineers. However, this improvement will require a philosophical shift to a higher level on the Arnstein ladder.

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Article first published online: April 28, 2019
Issue published: January 2015

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Keiron Bailey
School of Geography and Development, University of Arizona, Harvill Building, Box 2, 1103 East 2nd Street, Tucson, AZ 85712.
Ted Grossardt
Kentucky Transportation Center, 176 Raymond Building, University of Kentucky, Lexington KY 40506-0027.
John Ripy
Kentucky Transportation Center, 176 Raymond Building, University of Kentucky, Lexington KY 40506-0027.

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