Proposed Framework for Evaluating Spillback in the Highway Capacity Manual

Procedures detailed in the Highway Capacity Manual 2010 (HCM 2010) estimate capacity and several operational measures dictating level of service for freeway facilities and surface streets. However, these methods do not consider cases in which spillback occurs from one facility type to another. The queuing effects in oversaturated conditions as they propagate upstream onto a freeway main line or a surface street intersection are not accounted for. The objective of this paper is to propose a series of modifications to enhance the HCM 2010 methods to address spillback conditions. These modifications consider lane utilization and lane blockage under spillback conditions and consist of restructuring existing equations and reference tables as well as developing new procedures. A four-regime method is proposed for evaluating spillback effects from urban streets to diverge and weaving segments. In addition, a method is proposed to account for the spillback effects from freeway on-ramps by reducing the effective green time as a proportion of the percent of time that the queue is expected to block the upstream signalized intersection. The framework developed uses assumptions that should be further explored through an extensive, nationwide data collection effort.